Sectors

CalQRisk - Sectors

The asset management industry is one of the most highly regulated in a sector that already finds itself on the top end of the regulation scale. Many firms have established a global presence, meaning they are subject to regulation...

With Brokers now under increasing pressure from regulators, the issues of risk management and compliance are top of many agendas. The introduction of the Consumer Protection Risk Assessment (CPRA) model...

Regulatory scrutiny has greatly increased in the Credit Union sector in recent years resulting, in many cases, in the twin issue of risk management and compliance occupying first place on CU Board agendas. In navigating the minefield that is...

At CalQRisk we understand that risk management and the workload that surrounds it can sometimes feel overwhelming. We also know that there are misconceptions about what risk management means in practical terms, and that there can be real worry...

With financial regulation shifting from ‘Principles-based’ to ‘Rules-based’, the financial services sector as a whole is experiencing the weight of increased scrutiny and compliance demands. Risk and compliance frameworks are growing and, in some cases, the resources for managing...

Public and regulatory scrutiny of the charity sector has greatly increased over the last several years. The introduction of the Governance Code has seen the topics of Governance, Risk Management and Compliance make their way to the top of board agendas across the sector..

An increasing reliance on third parties to deliver critical services means that vendor management, once the responsibility of procurement departments, has now become a strategic concern for many organisations. Ineffective due diligence practices...