With Brokers now under increasing pressure from regulators, the issues of risk management and compliance are top of many agendas. The regulatory landscape is continuously changing and keeping up to date is becoming more of a challenge as new regulations get introduced. Brokers must manage everything from consumer protection to money laundering risks, from minimum competency to data protection compliance, and keep them all under control.
CalQRisk is the solution
CalQRisk, the online Governance, Risk Management & Compliance software, features a tailored solution for brokers. The system is user-friendly, easy to implement and is backed-up by our first-class support team. We encourage feedback from our active user group on the design and functionality of the solution, ensuring it continues to satisfy the needs of the sector.
‟CalQRisk stands out as a system which has all the areas covered leaving nothing out when it comes to helping a company become or maintain an acceptable level of compliance within the industry. We considered using an external compliance company but have found that CalQRisk has been able to fill this gap for us without the additional costs of an independent company or advisor. I would highly recommend CalQRisk to any company who is considering looking at the compliance process within their company.‟
‟CalQRisk is essential for any organisation that needs a risk management / compliance solution that will evolve with their business and provide them with the essential ingredients that will allow them manage their risks on an on-going basis.‟
Senior Risk & Compliance Manager