Sector

Effortless risk and compliance for wealth management firms

Demonstrate effective oversight, meet regulatory obligations and report at the click of a button. Built for wealth management firms committed to excellence.

Report at the click of a button

Generate tailored reports on risks controls and more with a single click.

Stop chasing, start analysing

Say goodbye to manual follow ups - automate reminders for tasks, findings, control tests and more.

Track tasks and accountability

Assign and track remediation actions across your team ensuring nothing slips through the cracks at all.

Streamline internal controls

Use pre-populated libraries to map risks to controls, assign ownership and track control testing.

Configure without coding

Tailor structures and alerts to your exact needs using powerful no-code configuration options.

Trusted by hundreds of clients globally

Usecases

Use Cases

Manage fiduciary compliance, client data protection, firm-wide controls and regulatory reporting.

Controls Management

Design, document, test and evidence the effectiveness of your controls across the organisation.

Enterprise Risk Management

Identify, assess and monitor risks across the entire organisation with complete visibility and control.

Audit Management

Plan audits, track findings and monitor remediation efforts with full visibility from scoping through to closure.

Compliance Monitoring

Map legal obligations across the business and track ownership.

Next Steps

Ready to elevate your wealth management compliance?

Schedule a 30-minute platform walk-through with our expert team.

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