Retail Intermediary

CalQRisk Broker is a Governance, Risk & Compliance software specifically tailored for Retail Intermediaries in Ireland. CalQRisk is populated with a comprehensive knowledgebase of risks that impact a broker’s business and the controls that must, should or could be in place to mitigate them. Conduct risks, Cybersecurity risks, Data Protection risks and the compliance requirements of the Consumer Protection Code, Minimum Competency Code, etc. are all featured in the knowledgebase. This enables users to quickly establish a Risk Register and to view their organisation’s current compliance position.

Highlights non-compliance issues

Gives a real-time view of the organisation’s Risk & Compliance position

Saves time and money by introducing an integrated approach to the management of Risk & Compliance

Tracks evidence of continuous improvement

Brings certainty, consistency and completeness to your GRC efforts

Provides documented evidence of the organisation’s efforts in assessing and managing Risk & Compliance

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